Best practices for compliance in an ever-changing regulatory landscape

January 16, 2014 9:51 am

By taking the proper steps to implementing a flexible system for regulation, organizations can not only improve processes, but can also stay ahead of the curve as compliance regulations continue to evolve. A recent Bank Tech report suggested tips for […]

Healthcare compliance officers want bigger budgets and staff in 2014

January 13, 2014 8:40 am

From the Affordable Care Act to Enforcement of the HIPAA Omibus Final Rule, last year was a monumental, if not confounding year for the health care industry compliance officers.  Many hope 2014 is a smoother year and less “dizzying,” according […]

Whistleblower Compliance Tips

December 13, 2013 9:58 am

A successful compliance program is a monitored compliance program. Monitoring helps identify strengths and weakness and also helps determine where a company can focus resources to minimize risk.  As many incidents of corporate misconduct are reported by employees, a strong compliance program requires having […]

Effective Internal Investigation Process.

November 25, 2013 2:05 pm

Companies struggle to put in place an effective program for conducting internal investigation and meting out discipline.  One of the first questions which internal stakeholders struggle with is who is responsible for the internal investigation issue. Auditors claim they are […]

Compliance: Dealing with a fraud allegation

November 4, 2013 9:03 am

Building a culture of compliance can really pay off when it comes to trouble, such as an allegation of fraud. There are only two ways to hear about such allegations: directly from an employee or whistleblower, or indirectly ffom government body or […]

Banks under foreign exchange scrutiny – Compliance investigation.

November 1, 2013 11:42 am

Royal Bank of Scotland (RBS) has suspended two traders in connection to a growing investigation into the possible manipulation of foreign exchange rates.Regulators in the United States, Asia and Europe are investigating possible manipulation of these benchmarks. Investigation Management system […]

Counterfeit medicines – Fake viagra dealer fined £14m

May 4, 2012 1:49 pm

Southwark Crown Court has ordered a man who sold counterfeit medicines online to pay £14.4m in fines. As reported by the BBC, the man, who lived in Manchester, was sentenced to two years in jail after a six-year investigation by […]